Foreign Influence

A situation in which an investigator’s significant financial interest could directly and significantly affect the design, conduct, or reporting of research.

A situation in which a personnel member dedicates time to personal activities in excess of the time permitted by institutional policy, or to other activities that may detract from his or her primary responsibility to the institution.

Any individual who is currently a faculty member, post-doctoral, doctoral, or graduate-level student at a non-U.S. institution (regardless of citizenship), and who wishes to engage with the U.S. institution for the purposes of teaching, lecturing, performing research, and/or similar professional activities. This includes both compensated and non-compensated positions and/or visits under a J-1, B-2, or other Visa programs.

Occurs between the institution and an international institution for the purposes of joint development, education, research, or other professional activities. Examples include development of a joint degree program, development of a jointly owned foreign institution, etc.

Any individual who works for or on behalf of a non-U.S. entity and engages with one or more institutional personnel for the purposes of teaching, lecturing, performing research, or engaging in other professional activities, and where such engagement occurs outside of the United States.

Refers to individuals who are specifically and uniquely important to the study. Key Personnel typically includes the principal investigators and co-investigators but is dependent upon the individual award.

Any person who is responsible for the design, conduct, or reporting of research funded by PHS, or proposed for such funding (including collaborators or consultants).

In general – any monetary and/or in-kind input by a foreign entity into institutional intellectual property (“IP”), equipment, facilities, and/or programs.

For NIH and NSF awards – includes all financial resources, whether Federal, non-Federal, commercial or institutional, available in direct support of an individual’s research endeavors, including but not limited to research grants, cooperative agreements, contracts, and/or institutional awards.

Non-cash resources provided to a researcher, including items, supplies, equipment, services, labor, etc.

The performance of any significant scientific element or segment of a project outside of the United States, either by the recipient or by a researcher employed by a foreign organization, whether or not grant funds are expended.

Research, training, and/or education carried out in cooperation with international counterparts either overseas or in the U.S. using virtual technologies.

A program administered by a foreign government and/or entity that solicits U.S. scholars for teaching, research, and service on behalf of that entity, while the individual is employed by a U.S. institution. Recipients of foreign talent awards often receive financial support and in-kind services in exchange for performing activities that may result in the transfer of cutting-edge technology and intellectual property to the foreign country. This type of program may also be positioned as an award or prize to support a foreign national’s study, research, employment, and/or visa application in the United States.

An individual’s interest in a business enterprise including stock ownership, stock option(s), and/or other ownership interest.

Something of value that is given to the institution by a donor who expects nothing of significant value in return, other than recognition of the gift and its disposition in accordance with the donor’s wishes. A gratuity, favor, discount, entertainment, hospitality, loan, forbearance, or other item having monetary value. It includes services as well as gifts of training, transportation, local travel, lodgings, and meals.

1. An actual shipment or transmission out of the United States, including the sending or taking of an item out of the United States, in any manner.
2. Releasing or otherwise transferring controlled “technology” or source code (but not object code) to a foreign person in the United States (a “deemed export”). Any release in the United States of “technology” or source code to a foreign person is a deemed export to the foreign person’s most recent country of citizenship or permanent residency.
3. A domestic transfer of controlled items or technology with the knowledge that such will be transferred internationally.

Any natural person who is not a lawful permanent resident or who is not a protected individual [with refugee or asylee status].  The terms also incorporates any foreign corporation, business association, partnership, trust, society or any other entity or group that is not incorporated or organized to do business in the United States, as well as international organizations, foreign governments and any agency or subdivision of foreign governments (e.g. diplomatic missions).

Any person or entity whose actions or functions are intended to support ‘military end uses’ (as defined above), including the national armed services (army, navy, marine, air force, or coast guard), as well as the national guard and national police, government intelligence or reconnaissance organizations. (15 CFR 744.21(g)).